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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Thatcher is an investment advisor representative with Cypress Wealth Services, LLC. David is based in Palm Desert, CA and has been in the industry for over 14 years. David's previous experience includes positions at PURSHE KAPLAN STERLING INVESTMENTS, MORGAN STANLEY and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. David is a CERTIFIED FINANCIAL PLANNER™ professional. David is registered with the state of California as an Investment Advisor Representative and has passed several exams including the Series 7, Series 31 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/17/2017 - Present
Cypress Wealth Services, LLC (PALM DESERT CA)
CA
04/25/2014 - 03/01/2021
PURSHE KAPLAN STERLING INVESTMENTS (PALM DESERT CA)
CA
06/01/2009 - 05/07/2014
MORGAN STANLEY (PALM DESERT CA)
CA
09/12/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PALM DESERT CA)
CA
06/27/2008 - 09/15/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIAN WELLS CA)
BOTH
Issued 08/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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