Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Raymond Parker is a registered representative with Stifel, Nicolaus & Company, Inc. David has 35 years of experience in the financial services industry and has worked with a variety of clients including individuals, high-net-worth individuals, pension and profit-sharing plans, corporations, and other businesses. Previously, David was employed by UBS Financial Services Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David holds Series 3, 7, 63 and 65 licenses. David offers a range of services to clients including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/08/2019 - Present
Stifel, Nicolaus & Company, Inc. (TAMPA FL)
FL
09/24/2008 - 02/11/2019
UBS FINANCIAL SERVICES INC. (TAMPA FL)
FL
07/31/1993 - 10/07/2008
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
NY
02/20/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/29/1986 - 02/26/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
04/25/1986 - 06/27/1986
IDS MARKETING CORPORATION
IA
Issued 03/26/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1991
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Parker is the right advisor for you? Invested Better is here to help.
