Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mosca is a registered representative with Allen & Co. LLC. David has been in the securities industry since July 25, 2011 and holds the Series 7TO, SIE, and Series 79 licenses. David also holds the Series 24 license, which is the General Securities Principal Examination. David is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/25/2011 - Present
Allen & Co. LLC (NEW YORK NY)
BC
Issued 11/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 03/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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