Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Keefe is an investment advisor representative with Cetera Investment Advisers LLC. David has been in the industry since 2001 and is currently registered in Arizona and Texas. David is also a Registered Representative with FINRA and is licensed to offer a variety of investment products and services. David's previous experience includes positions with FIRST FINANCIAL EQUITY CORPORATION, MUTUAL SECURITIES, INC., NEW ENGLAND SECURITIES, AXA ADVISORS, LLC and EROOM SECURITIES L.L.C..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (Tucson AZ)
AZ
04/13/2016 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (Tucson AZ)
AZ
12/03/2013 - 04/12/2016
MUTUAL SECURITIES, INC. (TUCSON AZ)
AZ
02/19/2003 - 12/17/2013
NEW ENGLAND SECURITIES (TUCSON AZ)
NY
06/25/2001 - 01/17/2003
AXA ADVISORS, LLC (NEW YORK NY)
IL
02/20/2001 - 06/14/2001
EROOM SECURITIES L.L.C. (CHICAGO IL)
IA
Issued 12/30/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 03/24/1998
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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