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David Raymond Karem

ADP Broker-Dealer, Inc.

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About David Raymond Karem

David Karem is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with ADP Broker-Dealer, Inc. and is licensed to offer securities in all 50 states. Previously, David has held positions with ADP Broker-Dealer, Inc., Inviva Securities Corporation and Touchstone Securities, Inc. David has passed the Series 6, Series 63 and SIE exams.

Firm Information

David Karem is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Karem’s Registration & Firm History

KY

05/07/2020 - Present

ADP Broker-Dealer, Inc. (LOUISVILLE KY)

NJ

03/31/2004 - 02/13/2019

ADP BROKER-DEALER, INC. (ROSELAND NJ)

OH

07/21/2003 - 03/23/2004

INVIVA SECURITIES CORPORATION (COLUMBUS OH)

OH

08/07/2000 - 08/21/2003

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

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Licenses & Designations

BC

Issued 02/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Raymond Karem.
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