Unclaimed
David Karem is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with ADP Broker-Dealer, Inc. and is licensed to offer securities in all 50 states. Previously, David has held positions with ADP Broker-Dealer, Inc., Inviva Securities Corporation and Touchstone Securities, Inc. David has passed the Series 6, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
05/07/2020 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
NJ
03/31/2004 - 02/13/2019
ADP BROKER-DEALER, INC. (ROSELAND NJ)
OH
07/21/2003 - 03/23/2004
INVIVA SECURITIES CORPORATION (COLUMBUS OH)
OH
08/07/2000 - 08/21/2003
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
BC
Issued 02/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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