Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Raymond Hartness is a financial advisor with over 27 years of experience in the financial services industry. David has a strong background in providing financial planning and investment management services to a wide range of clients. David has worked for several firms over the years including Capital Investment Group, Inc., Triad Advisors, Inc., MML Investors Services, Inc. and American Express Financial Advisors Inc. Currently, David is affiliated with Captrust where he is a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
12/01/2022 - Present
Captrust (Wilmington NC)
NC
10/28/2016 - 10/28/2022
HIGHTOWER SECURITIES, LLC (Wilmington NC)
NC
07/23/2012 - 10/28/2016
CAPITAL INVESTMENT GROUP, INC. (WILMINGTON NC)
GA
01/03/2005 - 07/20/2012
TRIAD ADVISORS, INC. (ATLANTA GA)
MA
11/18/2004 - 12/31/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
05/15/1995 - 11/05/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/15/1995 - 11/05/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NC
06/08/1994 - 10/07/1994
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 05/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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