Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Falk is a financial advisor with over 39 years of experience in the industry. David is currently registered with BFC Planning, Inc. and is licensed to provide investment advice in North Dakota. David holds the Series 6, 7, 63, and 65 securities licenses, as well as the SIE license. David also has experience with a number of other firms including Securities America, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. David is a member of the Knights of Columbus, Jamestown Dollars for Scholars, Elks Lodge #995, NAIFA, and Freedom Financial Group. David is also a Farm Land Owner and Owner of Falk Financial, LLC. David provides a variety of financial planning and consulting services to individuals, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
IA
08/13/2019 - Present
BFC Planning, Inc. (CEDAR RAPIDS IA)
ND
10/29/2015 - 08/15/2019
SECURITIES AMERICA, INC. (JAMESTOWN ND)
ND
04/29/1982 - 11/05/2015
AXA ADVISORS, LLC (JAMESTOWN ND)
NY
04/29/1982 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 10/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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