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David Raylee Gartin

Fidelity Brokerage Services LLC

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About David Raylee Gartin

David Raylee Gartin is a financial professional with Fidelity Brokerage Services LLC. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7TO, SIE, and Series 63 licenses. David's registration is active in all 50 states, the District of Columbia, and Puerto Rico. David's career in the financial services industry began on December 13, 2023, and David's primary office is in Durham, NC.

Firm Information

David Gartin is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Gartin’s Registration & Firm History

NC

12/14/2023 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 12/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Raylee Gartin.
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