Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ray Warr is a financial professional registered with National Financial Services LLC. David Ray Warr has been in the financial services industry since 2015. David Ray Warr has passed the Securities Industry Essentials Examination and the Operations Professional Examination. David Ray Warr is currently registered with Financial Industry Regulatory Authority (FINRA) in the state of Kentucky. David Ray Warr is not currently registered with the state of Kentucky as an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
07/09/2015 - Present
National Financial Services LLC (COVINGTON KY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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