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David Ray Turner

FHN Financial Securities Corp.

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About David Ray Turner

David Ray Turner is a financial professional with over 30 years of experience in the industry. David is currently registered with FHN Financial Securities Corp. David has held prior registrations with FIRST FUNDS, INC. and UMIC, INC. David holds Series 3, 7 and 63 licenses, and is also registered in 31 states.

Firm Information

David Turner is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Turner’s Registration & Firm History

TN

05/19/1999 - Present

FHN Financial Securities Corp. (MEMPHIS TN)

NA

11/20/1989 - 01/30/1991

FIRST FUNDS, INC.

NA

09/21/1983 - 09/17/1988

UMIC, INC.

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Licenses & Designations

BC

Issued 05/11/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1983

Series 3 - National Commodity Futures Examination

BC

Issued 09/17/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Ray Turner.
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