Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sims is a financial advisor with over 10 years of experience in the financial services industry. David is registered with Principal Securities, Inc., a firm that offers a wide range of financial products and services to individuals and institutions. David holds the Series 7, 22, 24, 51, 63, and 65 licenses and is a Certified Financial Planner. David has previously worked for LPL Financial LLC, USAA Financial Advisors, Inc., and MetLife Securities Inc., and has experience providing financial advice to a variety of clients. David is committed to helping clients achieve their financial goals by providing personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
TX
05/15/2019 - Present
Principal Securities, Inc. (ADDISON TX)
TX
01/17/2019 - 04/09/2019
LPL FINANCIAL LLC (HURST TX)
TX
09/17/2013 - 01/24/2019
PRINCIPAL SECURITIES, INC. (ADDISON TX)
TX
03/30/2011 - 09/11/2013
USAA FINANCIAL ADVISORS, INC. (DALLAS TX)
TX
01/05/2009 - 03/17/2011
METLIFE SECURITIES INC. (DALLAS TX)
TX
08/04/2008 - 10/20/2008
CHESTNUT ENERGY PARTNERS, INC. (RICHARDSON TX)
IA
Issued 12/29/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/24/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2008
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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