Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rodriguez is a financial advisor with over 27 years of experience in the industry. David is currently registered with Osaic Wealth, Inc., and has previously worked with SagePoint Financial, Inc., SunAmerica Securities, Inc., Legg Mason Wood Walker, Incorporated, and H&R Block Financial Advisors, Inc.. David is a Certified Financial Planner and holds the Series 63, 65, 7, 9, 10, 24, 52, and SIE licenses. David specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (AUSTIN TX)
TX
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (AUSTIN TX)
AZ
03/22/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MD
03/30/2001 - 01/23/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MI
09/07/1995 - 04/05/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 07/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 04/23/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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