Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ray Oakley is a financial advisor who has been in the industry since 2003. David is currently registered with Stifel, Nicolaus & Company, Inc. David is also registered with the following states: Alaska, Arizona, Arkansas, California, Florida, Illinois, Indiana, Iowa, Kansas, Kentucky, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, South Dakota, Texas, Virginia, West Virginia and Wisconsin. Prior to joining Stifel, Nicolaus & Company, Inc., David was employed by A. G. EDWARDS & SONS, INC. in Quincy, IL, ESSEX NATIONAL SECURITIES, INC. in Montville, NJ and EDWARD JONES in St. Louis, MO. David holds the Series 63, Series 66, Series 7 and the SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/09/2013 - Present
Stifel, Nicolaus & Company, Inc. (QUINCY IL)
IL
09/13/2006 - 09/20/2007
A. G. EDWARDS & SONS, INC. (QUINCY IL)
NJ
07/23/2004 - 08/16/2006
ESSEX NATIONAL SECURITIES, INC. (MONTVILLE NJ)
MO
06/19/2001 - 10/21/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 10/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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