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David Ray Hughes

Eagle Strategies LLC

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About David Ray Hughes

David Ray Hughes is a financial advisor with Eagle Strategies LLC. David is a registered representative with the state of Colorado, where the company is headquartered. David has been in the financial services industry since 2002. He has a Series 66, Series 63, and Series 24 license. David has been with Eagle Strategies LLC since 2012. Prior to this, David worked for NYLIFE SECURITIES LLC in Mobile, Alabama.

Firm Information

David Hughes is currently registered with Eagle Strategies LLC. Eagle Strategies LLC is an investment advisor headquartered in New York, NY. The firm provides a range of services, including financial planning, pension consulting, educational seminars, and publication of periodicals. They manage assets for individuals, high-net-worth individuals, corporations, and charitable organizations. Eagle Strategies has over 1,998 registered representatives and manages over $20 billion in assets.
Eagle Strategies LLC

3200 CHERRY CREEK SOUTH DRIVE

DENVER, CO 80209

$20.36B

Assets Under Management

6,070

Total Clients

2,031

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Hughes’s Registration & Firm History

CO

11/22/2023 - Present

Eagle Strategies LLC (DENVER CO)

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Licenses & Designations

BOTH

Issued 3/22/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 4/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/28/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/14/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Ray Hughes.
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