Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Fanning is a financial advisor with over 23 years of experience in the financial services industry. David is currently registered with LPL Financial LLC. David has passed the Series 7, Series 31, Series 63 and Series 65 exams. David is registered in 11 states, including Alabama, Arkansas, California, Florida, Louisiana, Ohio, Tennessee, Texas, and Virginia. David has a strong track record of providing financial advice to individuals, families, and businesses. David provides a range of services including financial planning, investment management, and retirement planning. David is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
01/01/2025 - Present
LPL Financial LLC (MADISON AL)
NY
04/26/1999 - 07/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 04/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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