Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carpinello is a financial advisor with Alexander Capital, LP in Littleton, CO. David has over 23 years of experience in the financial services industry. David is registered to offer securities in 12 states including Colorado, Arizona, Florida, Kansas, Maine, Minnesota, Nevada, New Mexico, New York, Utah, Virginia and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/09/2023 - Present
Alexander Capital, LP (Littleton CO)
CO
06/29/2011 - 02/08/2023
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (LITTLETON CO)
CO
05/06/2005 - 06/13/2011
MCL FINANCIAL GROUP, INC. (LITTLETON CO)
MN
04/10/2001 - 04/29/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
01/11/2000 - 02/13/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/21/1999 - 11/19/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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