Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rasmussen is a financial professional with a wide range of experience. David's career spans over 10 years, with previous roles at TD Ameritrade, Securities America, and Stevens Capital Partners. David is currently registered with Northwestern Mutual Investment Services, LLC. David holds multiple licenses and certifications, including Series 7, Series 63, Series 66, Series 24 and Series 4.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NJ
01/16/2025 - Present
Northwestern Mutual Investment Services, LLC (Montclair NJ)
NE
03/19/2020 - 07/11/2022
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
03/14/2018 - 02/19/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
03/23/2017 - 02/19/2020
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 01/28/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2021
Series 4 - Registered Options Principal Examination
BC
Issued 08/16/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2017
Series 7 - General Securities Representative Examination
Active
Inactive
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