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David Raphael Kotok

Cumberland Advisors

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About David Raphael Kotok

David Raphael Kotok is an investment advisor representative associated with Cumberland Advisors, Inc. David holds Series 63, Series 65 and Series 53 securities licenses. David has been with Cumberland Advisors, Inc. since February 1998. Prior to this, David worked for Cumberland Brokerage Corporation from 1983 to 2005, and Ryan Beck & Co. from 1998 to 2003. David's previous employment was at locations in Ardmore, PA and Florham Park, NJ. Cumberland Advisors, Inc. has an office in Sarasota, FL where David works. The firm manages over $3.34 billion in assets and serves a wide range of clients, including individuals, corporations, charitable organizations, and state and municipal government entities.

Firm Information

David Kotok is currently registered with Cumberland Advisors. Cumberland Advisors is a Sarasota, FL-based investment advisor with over $3.3 billion in regulatory assets under management. The firm provides a variety of services, including portfolio management for individuals, businesses, and pooled investment vehicles, as well as consulting services for governmental clients. Cumberland Advisors also offers market timing services and pension consulting. The firm's clients include high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Cumberland Advisors

ONE SARASOTA TOWER

SARASOTA, FL 34236

$3.35B

Assets Under Management

2,066

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting services for governmental clients

Consulting services for governmental clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Model delivery fees

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David Kotok’s Registration & Firm History

FL

01/01/2025 - Present

Cumberland Advisors (SARASOTA FL)

PA

06/19/2003 - 11/30/2005

CUMBERLAND BROKERAGE CORPORATION (ARDMORE PA)

NJ

03/06/1998 - 06/23/2003

RYAN BECK & CO. (FLORHAM PARK NJ)

PA

07/27/1983 - 05/06/1998

CUMBERLAND BROKERAGE CORPORATION (ARDMORE PA)

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Licenses & Designations

BC

Issued 01/30/1992

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/16/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/30/1990

Series 53 - Municipal Securities Principal Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Raphael Kotok.
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