Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ransom is a financial advisor with over 20 years of experience in the financial services industry. David is registered with J.P. Morgan Securities LLC and is licensed to provide investment advice in numerous states including California, Texas, New York, Florida and others. David has worked in previous roles with Chase Investment Services Corp., Wells Fargo Investments, LLC, Fidelity Brokerage Services LLC, WM Financial Services, Inc. and Pacific Coast Financial Securities, Inc. David is also registered with the Securities Industry and Financial Markets Association (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/20/2013 - Present
J.p. Morgan Securities LLC (RANCHO MIRAGE CA)
CA
07/02/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAKE ELSINORE CA)
CA
07/24/2007 - 06/29/2010
WELLS FARGO INVESTMENTS, LLC (PALM DESERT CA)
CA
04/03/2007 - 07/24/2007
FIDELITY BROKERAGE SERVICES LLC (PALM DESERT CA)
CA
01/13/2000 - 03/10/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
SC
12/10/1998 - 01/07/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
07/14/1997 - 04/28/1998
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
09/06/1995 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
NA
07/28/1993 - 11/30/1994
PACIFIC COAST FINANCIAL SECURITIES, INC.
BOTH
Issued 04/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Ransom is the right advisor for you? Invested Better is here to help.
