Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Randolph Davis is an active financial advisor registered with Raymond James Financial Services Advisors, Inc. David Randolph Davis has been in the financial industry since December 29, 1986. David Randolph Davis is registered in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Hawaii, Idaho, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wyoming. David Randolph Davis also has a Series 63, 65, 24, 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (AUBURN CA)
CA
10/31/1990 - 09/12/2007
INVEST FINANCIAL CORPORATION (AUBURN CA)
VA
10/31/1989 - 08/23/1990
GNA SECURITIES, INC. (GLEN ALLEN VA)
OR
06/20/1988 - 09/21/1989
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NA
10/02/1986 - 09/22/1987
E. F. HUTTON & COMPANY INC
NA
12/17/1985 - 10/16/1986
CHRISTOPHER WEIL & COMPANY, INC
IA
Issued 08/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Davis is the right advisor for you? Invested Better is here to help.
