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David Randall Wattenbarger

DRW Financial

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About David Randall Wattenbarger

David Wattenbarger is a financial advisor with Drw Financial, a firm registered with the SEC. David is based in Chattanooga, Tennessee. David has been in the industry since 2000 and has Series 7, 55, 24, 4, 53, 65 and 66 licenses. David specializes in investment advisory services for individuals and charitable organizations and holds the Certified Financial Planner designation. David is also registered as an Investment Advisor Representative in Georgia, Illinois, Oklahoma, Tennessee and Texas.

Firm Information

David Wattenbarger is currently registered with DRW Financial. DRW Financial is an investment advisor registered with the SEC that provides financial planning and portfolio management services for individuals and charitable organizations. The firm manages over $41 million in assets for 167 clients.

$41.70M

Assets Under Management

2

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Selection of other advisers fees

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David Wattenbarger’s Registration & Firm History

TN

06/22/2022 - Present

DRW Financial (CHATTANOOGA TN)

TN

10/09/2000 - 11/19/2012

SECURITIES SERVICE NETWORK, INC. (CHATTANOOGA TN)

MN

05/19/2000 - 10/13/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/19/2000 - 10/13/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 03/26/2012

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/31/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/30/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/23/2002

Series 4 - Registered Options Principal Examination

BC

Issued 03/30/2001

Series 24 - General Securities Principal Examination

BC

Issued 02/07/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/18/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Randall Wattenbarger.
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