Unclaimed
David Barnes is a financial advisor with over 15 years of experience in the industry. David is currently registered with USA Financial Securities LLC in Alabama, Georgia, Kentucky, Louisiana, Mississippi and Texas. David has held previous positions at ProEquities, Inc. and Allstate Financial Services, LLC. David is committed to providing his clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
04/15/2019 - Present
USA Financial Securities LLC (Birmingham AL)
AL
08/25/2011 - 03/06/2015
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
02/02/2010 - 08/18/2011
ALLSTATE FINANCIAL SERVICES, LLC (BIRMINGHAM AL)
AL
10/27/2006 - 02/01/2010
PROEQUITIES, INC. (BIRMINGHAM AL)
BOTH
Issued 03/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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