Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ramon Diaz is a financial advisor at Valic Financial Advisors, Inc. David has been in the financial services industry since December 30, 2019. David is registered with the state of Florida as a Registered Investment Advisor (IA) and has a Series 7, Series 66, and SIE license. David specializes in providing financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/19/2020 - Present
Valic Financial Advisors, Inc. (TAMPA FL)
FL
12/18/2019 - 01/14/2020
AXA ADVISORS, LLC (TAMPA FL)
BOTH
Issued 05/18/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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