Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jay is a financial advisor at Commonwealth Financial Network, an established financial firm with a wide range of services for individuals and institutions. David has been in the industry since 1999 and has a wide range of experience. David has a strong track record of helping clients reach their financial goals. David is committed to providing personalized financial advice that meets each client's individual needs. David previously worked at SAGEPOINT FINANCIAL, INC. and SUNAMERICA SECURITIES, INC., before joining Commonwealth Financial Network.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
08/09/2019 - Present
Commonwealth Financial Network (Littleton CO)
CO
10/31/2005 - 08/15/2019
SAGEPOINT FINANCIAL, INC. (LITTLETON CO)
AZ
11/01/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
05/28/1999 - 11/01/2004
CUE (PHOENIX AZ)
BOTH
Issued 12/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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