Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ralph Clark is a financial advisor with over 20 years of experience in the industry. David has a Series 6, 7, 63, and 66 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). David is currently employed by Morgan Stanley and has held previous positions at E*TRADE Securities LLC, HORNOR, TOWNSEND & KENT, LLC, AXA ADVISORS, LLC, and M&T SECURITIES, INC. David is a dedicated professional with a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
10/02/2023 - Present
Morgan Stanley (WASHINGTON DC)
DC
08/17/2020 - 09/05/2023
E*TRADE SECURITIES LLC (WASHINGTON DC)
MD
07/24/2019 - 08/03/2020
HORNOR, TOWNSEND & KENT, LLC (HUNT VALLEY MD)
MD
03/06/2017 - 05/14/2019
AXA ADVISORS, LLC (COLUMBIA MD)
MD
05/01/2003 - 10/01/2003
M&T SECURITIES, INC. (BALTIMORE MD)
MD
07/07/1998 - 05/01/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
NY
08/14/1997 - 06/22/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
MN
06/06/1997 - 06/30/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 08/02/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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