Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rainsford Riffle is a financial advisor with over 20 years of experience in the industry. He has been registered with the Financial Industry Regulatory Authority (FINRA) since 1997 and has held licenses with numerous firms, including Prudential Securities Incorporated, Dreyfus Service Corporation, and J.P. Morgan Securities LLC. Currently, David is a Registered Representative at Citigroup Global Markets Inc. and provides financial advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/25/2022 - Present
Citigroup Global Markets Inc. (New York NY)
NY
01/11/2021 - 04/26/2022
J.P. MORGAN SECURITIES LLC (WANTAGH NY)
NY
07/24/2019 - 07/13/2020
PARK AVENUE SECURITIES LLC (GARDEN CITY NY)
NY
02/10/2006 - 12/18/2018
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
01/03/2005 - 01/03/2006
NFB INVESTMENT SERVICES CORP. (MELVILLE NY)
NY
06/22/2004 - 01/03/2005
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
NY
05/05/2000 - 07/16/2003
DREYFUS SERVICE CORPORATION (NEW YORK NY)
TN
04/20/1999 - 03/30/2000
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NY
11/07/1997 - 03/01/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/17/1997 - 12/15/1998
SHAMROCK FINANCIAL SERVICES (LAKE SUCCESS NY)
TX
07/02/1997 - 10/07/1997
REDSTONE SECURITIES, INC. (DALLAS TX)
NY
06/02/1997 - 06/30/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
NY
03/17/1997 - 05/05/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 02/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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