Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Raffman is a financial professional with experience in the industry since January 5, 2020. David is currently registered with U.S. Bancorp Investments, Inc. and works out of their Louisville, KY office. David has passed the Series 63, Series 6TO, and SIE exams. David has experience at J.P. Morgan Securities LLC, which is also where they received their Series 6TO exam qualification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
KY
09/13/2023 - Present
U.s. Bancorp Investments, Inc. (Louisville KY)
KY
12/17/2019 - 08/23/2023
J.P. MORGAN SECURITIES LLC (LOUISVILLE KY)
BC
Issued 01/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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