Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid R. Wells is a financial advisor with Charles Schwab & Co., Inc. David has worked in the financial services industry since 2005. Prior to joining Charles Schwab, David has held positions at several other firms, including PFS Investments Inc., GWFS Equities, Inc., and Cetera Advisors LLC. David is registered with the state of Colorado and Texas. David holds the Series 7, Series 24 and Series 63 licenses. David specializes in financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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CO
09/05/2024 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
08/04/2022 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
CO
06/25/2021 - 07/29/2021
PFS INVESTMENTS INC. (COLORADO SPRINGS CO)
CO
10/30/2015 - 08/16/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
04/03/2012 - 05/21/2015
CETERA ADVISORS LLC (DENVER CO)
CO
11/30/2010 - 03/09/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
03/23/2010 - 12/01/2010
PFS INVESTMENTS INC. (COLORADO SPRINGS CO)
CO
02/08/2006 - 04/10/2008
JANUS DISTRIBUTORS LLC (DENVER CO)
MI
02/23/2005 - 10/31/2005
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
CO
07/27/2001 - 12/17/2004
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
CT
09/18/2001 - 12/31/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
OH
07/25/2001 - 12/31/2003
VESTAX SECURITIES CORPORATION (HUDSON OH)
MN
07/18/2001 - 12/31/2003
GRANITE INVESTMENT SERVICES, INC. (ST. CLOUD MN)
MN
07/18/2001 - 12/31/2003
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
07/18/2001 - 12/31/2003
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
GA
07/03/2001 - 12/31/2003
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
CA
03/22/2001 - 12/31/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NE
07/18/2001 - 11/14/2003
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
IA
07/02/2001 - 12/31/2002
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CA
10/20/1998 - 02/05/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BC
Issued 09/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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