Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Spetgang is an investment advisor representative with Janney Montgomery Scott LLC. David has been in the industry since June 27, 2011. David is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). David has passed the Series 6, Series 7, Series 9, Series 10, Series 63 and Series 65 exams. David has been registered with Janney Montgomery Scott LLC since March 2016. Prior to that, David was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NJ
03/21/2016 - Present
Janney Montgomery Scott LLC (MARLTON NJ)
NJ
06/27/2012 - 07/02/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (UNION NJ)
PA
08/30/2010 - 05/18/2012
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 07/17/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/27/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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