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David R Ortman

Charles Schwab & CO., Inc.

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About David R Ortman

David Ortman is a financial advisor with Charles Schwab & Co., Inc. based in Boston, Massachusetts. David has been working in the financial industry since 1999 and has a broad range of experience. He is registered in 53 states, including Pennsylvania, Colorado, and Texas. David has passed both state and principal exams, including the Series 66, Series 24, Series 10, Series 9, SIE, and Series 7.

Firm Information

David Ortman is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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David Ortman’s Registration & Firm History

MA

12/19/2019 - Present

Charles Schwab & CO., Inc. (Boston MA)

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Licenses & Designations

BOTH

Issued 10/30/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/09/2023

Series 24 - General Securities Principal Examination

BC

Issued 05/14/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/07/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for David R Ortman. Review regulatory record here.
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