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David R Miller

Pruco Securities, LLC

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About David R Miller

David Miller is a financial advisor registered with Pruco Securities, LLC. David has been in the industry since May 31, 2009. David currently holds a Series 7, Series 6, and Series 63 securities license as well as a Series 65 investment advisor license. David is also a Certified Financial Planner. David Miller has experience with individuals, corporations, and other businesses. David has been registered with Pruco Securities, LLC since March 30, 2021. Prior to joining Pruco Securities, LLC, David was registered with CUSO Financial Services, L.P., Waddell & Reed, and Pruco Securities, LLC.

Firm Information

David Miller is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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David Miller’s Registration & Firm History

CA

03/30/2021 - Present

Pruco Securities, LLC (IRVINE CA)

CA

08/01/2016 - 03/26/2021

CUSO FINANCIAL SERVICES, L.P. (Redlands CA)

CA

01/14/2014 - 08/22/2016

WADDELL & REED (BREA CA)

CA

05/25/2009 - 01/09/2014

PRUCO SECURITIES, LLC. (ONTARIO CA)

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Licenses & Designations

IA

Issued 01/07/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/02/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2013

Series 7 - General Securities Representative Examination

BC

Issued 05/23/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David R Miller. Review regulatory record here.
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