Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lindsay is a financial professional with over 20 years of experience in the industry. David is currently registered with Osaic Wealth, Inc. in Brookfield, Connecticut. David has a diverse background, having previously worked at SAGEPOINT FINANCIAL, INC. and AMERICAN GENERAL SECURITIES INCORPORATED. David holds the Series 6, Series 63 and SIE licenses and is registered with the following states: California, Connecticut, Florida, Massachusetts, New York, Ohio, and Texas. David's expertise includes providing financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
09/01/2023 - Present
Osaic Wealth, Inc. (BROOKFIELD CT)
CT
10/31/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (BROOKFIELD CT)
CT
10/01/2002 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (BETHEL CT)
TX
09/14/2000 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BC
Issued 09/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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