Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Levine is a financial professional with over 15 years of experience in the financial services industry. Currently, David is registered with Northland Securities, Inc. in Minneapolis, Minnesota. David has previously been registered with firms including AEGIS CAPITAL CORP., PUMA CAPITAL, LLC, CRT CAPITAL GROUP LLC, URCHIN CAPITAL PARTNERS, LLC, GOLDMAN, SACHS & CO., FIRST NEW YORK SECURITIES L.L.C., and DEUTSCHE BANC ALEX. BROWN INC.. David has a broad range of experience in the financial services industry and has demonstrated commitment to providing exceptional client service. David's experience includes providing portfolio management services for individuals and businesses as well as financial planning advice. David is registered to conduct business in 13 states, including Arizona, California, Connecticut, Florida, Illinois, Massachusetts, Minnesota, Nevada, New Jersey, New York, Pennsylvania, Texas, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
09/05/2017 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
NY
09/22/2016 - 09/22/2017
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
07/13/2015 - 09/16/2016
PUMA CAPITAL, LLC (RYE NY)
CT
01/04/2007 - 04/17/2007
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
06/21/2006 - 01/03/2007
URCHIN CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
04/05/2004 - 07/01/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/15/2001 - 03/26/2004
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
11/08/2000 - 10/09/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
BC
Issued 07/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/13/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/22/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/06/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
Not sure David Levine is the right advisor for you? Invested Better is here to help.
