Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid R Lee is a financial advisor with Ameriprise Financial Services, LLC. David is a veteran of the financial industry, with over 38 years of experience. He has a broad range of experience in financial services, including investment management, financial planning, and retirement planning. He is also a registered representative with American Enterprise Investment Services Inc.. David is committed to providing his clients with the personalized service and advice they need to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
09/06/2011 - Present
Ameriprise Financial Services, LLC (MINNEAPOLIS MN)
MN
09/13/2006 - 11/06/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/08/1999 - 02/23/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
10/25/1993 - 05/19/1999
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
NA
07/19/1993 - 11/02/1993
HAMILTON INVESTMENTS, INC.
NA
11/11/1988 - 07/19/1993
CRAIG-HALLUM, INC.
NA
04/07/1988 - 12/06/1988
OBERWEIS SECURITIES, INC.
NA
11/01/1985 - 03/24/1988
M. H. NOVICK & CO., INC.
NA
04/18/1984 - 11/06/1985
CRAIG-HALLUM, INC.
BC
Issued 04/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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