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David R. Jaquet

ING Financial Markets LLC

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About David R. Jaquet

David R. Jaquet is a financial advisor with over 22 years of experience in the industry. David is registered with ING Financial Markets LLC in NEW YORK, NY. David has a Series 7, Series 63 and SIE licenses. David was previously registered with ING BARINGS LLC.

Firm Information

David Jaquet is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Jaquet’s Registration & Firm History

NY

04/30/2001 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

07/28/2000 - 04/30/2001

ING BARINGS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David R. Jaquet.
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