Unclaimed
David Gutierrez is a financial professional with over 15 years of experience in the securities industry. David is currently registered with Stonex Financial Inc., a firm with a focus on financial advising. Prior to joining Stonex Financial Inc., David was registered with Tradelink L.L.C. David holds the Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/31/2014 - Present
Stonex Financial Inc. (Chicago IL)
IL
09/12/2007 - 02/10/2012
TRADELINK L.L.C. (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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