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David R Branham

Pruco Securities, LLC

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About David R Branham

David Branham is a financial advisor with Pruco Securities, LLC, based in Independence, OH. David has been in the financial services industry since July 2011. He has experience working with individual investors, corporations and high-net-worth individuals. David holds the Series 6, Series 63, Series 26 and the SIE licenses. David has previously worked with W&S Brokerage Services, Inc., Equitable Advisors, LLC, and MML Investors Services, LLC.

Firm Information

David Branham is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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David Branham’s Registration & Firm History

OH

09/05/2024 - Present

Pruco Securities, LLC (Independence OH)

OH

08/09/2023 - 09/03/2024

MML INVESTORS SERVICES, LLC (CLEVELAND OH)

OH

11/10/2020 - 08/04/2023

EQUITABLE ADVISORS, LLC (CLEVELAND OH)

OH

08/14/2018 - 10/12/2020

PRUCO SECURITIES, LLC. (Mayfield Heights OH)

PA

05/02/2011 - 06/29/2018

W&S BROKERAGE SERVICES, INC. (ERIE PA)

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Licenses & Designations

IA

Issued 12/29/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/03/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David R Branham.
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