Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Berman is a financial advisor with over 30 years of experience in the industry. David is registered with Commonwealth Financial Network and holds licenses in several states, including Tennessee, Alabama, Florida, Georgia, Mississippi, and Texas. David has a wide range of experience and expertise in financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
02/17/2010 - Present
Commonwealth Financial Network (KNOXVILLE TN)
TN
05/11/2001 - 02/17/2010
UBS FINANCIAL SERVICES INC. (KNOXVILLE TN)
NY
06/20/1991 - 05/17/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/31/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/16/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 06/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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