Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Andrew is an investment advisor with over 20 years of experience. David currently works at LPL Financial LLC and has held past positions at MML Investors Services, LLC, CUNA Brokerage Services, Inc., and Signator Investors, Inc. David is registered with the state of Iowa as an investment advisor representative, and also has registrations in a number of other states including Arizona, California, Colorado, Florida, Illinois, Indiana, Minnesota, Missouri, Oregon, South Dakota, Tennessee, Texas, and Virginia. David has a strong background in securities, having obtained Series 6, 7, 63, and 65 licenses. David also holds the Securities Industry Essentials Examination (SIE) certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
04/07/2021 - Present
LPL Financial LLC (CEDAR RAPIDS IA)
NV
07/20/2012 - 09/10/2013
MML INVESTORS SERVICES, LLC (CARSON CITY NV)
IA
10/04/2011 - 05/22/2012
CUNA BROKERAGE SERVICES, INC. (AMES IA)
IA
05/02/2008 - 08/18/2011
MML INVESTORS SERVICES, LLC (WEST DES MOINES IA)
IA
06/12/2000 - 04/17/2008
SIGNATOR INVESTORS, INC. (CLIVE IA)
IA
Issued 02/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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