Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid O'Brien has been in the financial industry since 1985. David is currently registered with TP Icap Global Markets Americas LLC. David has held previous positions at Tullett Prebon Financial Services LLC, Tullett Liberty Brokerage Inc., Garban Limited, RMJ Securities Corp. and Allen & Company Incorporated. David has passed the Series 7, Series 63, Series 72 and SIE exams and holds a current active registration with the state of New York. David is a registered representative of TP Icap Global Markets Americas LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/25/2008 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
09/26/1990 - 10/09/2008
TULLETT LIBERTY BROKERAGE INC. (NEW YORK NY)
NY
02/27/1990 - 08/21/1990
GARBAN LIMITED (NEW YORK NY)
NY
07/25/1987 - 02/15/1990
RMJ SECURITIES CORP. (NEW YORK NY)
NA
11/24/1982 - 01/07/1985
ALLEN & COMPANY INCORPORATED
BC
Issued 02/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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