Unclaimed
David Pryor is a financial advisor with Edward Jones, a firm that manages over $825 billion in assets for clients. David has been in the industry since 2012. He offers financial planning, pension consulting, and portfolio management services to individual and business clients. David is registered to offer financial advice in Florida, Georgia, Indiana, Kentucky, Maryland, Michigan, Nevada, New York, North Carolina, Ohio, Oklahoma, South Dakota, Tennessee, Texas, and Virginia. David also holds Series 6, 7, 63 and 66 licenses. Prior to joining Edward Jones, David worked at The Huntington Investment Company, Cetera Investment Services LLC, Key Investment Services LLC, Fifth Third Securities, Inc., J.P. Morgan Securities LLC, and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
06/06/2024 - Present
Edward Jones (MILFORD OH)
KY
04/04/2019 - 04/28/2020
THE HUNTINGTON INVESTMENT COMPANY (EDGEWOOD KY)
IN
04/27/2018 - 04/03/2019
CETERA INVESTMENT SERVICES LLC (PLAINFIELD IN)
IN
06/21/2017 - 04/16/2018
KEY INVESTMENT SERVICES LLC (FRANKLIN IN)
IN
09/15/2015 - 03/03/2017
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
IN
05/12/2014 - 06/12/2015
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IN
03/20/2009 - 09/09/2011
CHASE INVESTMENT SERVICES CORP. (BLOOMINGTON IN)
BOTH
Issued 01/25/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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