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David Price Ballantine

Payden & Rygel

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About David Price Ballantine

David Price Ballantine is a financial professional who has been in the industry since 1994. David is currently registered with Payden & Rygel, a firm with a strong reputation in the investment management space. David holds several licenses and certifications including Series 3, 6, 7, and 63. David focuses on providing portfolio management services to individuals, businesses, and investment companies.

Firm Information

David Ballantine is currently registered with Payden & Rygel. Payden & Rygel is a Los Angeles, California based firm specializing in portfolio management for individuals, businesses, and pooled investment vehicles, including pension and profit sharing plans, insurance companies, and investment companies. They manage over $142 billion in assets and have served a diverse client base, including high net worth individuals, charitable organizations, state and municipal government entities, and corporations.
Payden & Rygel

333 S. GRAND AVENUE

LOS ANGELES, CA 90071

$142.28B

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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portfolio management for pension and profit sharing plans

Portfolio management for pension and profit sharing plans

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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David Ballantine’s Registration & Firm History

CA

07/08/1997 - Present

Payden & Rygel (LOS ANGELES CA)

NA

08/20/1985 - 10/21/1985

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

BC

Issued 11/03/1993

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/01/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2000

Series 3 - National Commodity Futures Examination

BC

Issued 11/03/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/17/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Price Ballantine.
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