Unclaimed
David Westol is a financial advisor with Fidelity Personal and Workplace Advisors. David has been in the industry since 1994 and has a diverse background in financial services. David is registered with both FINRA and the SEC and holds several industry certifications, including the Series 6, 7, 63, and 65 exams. David provides financial planning, portfolio management, and educational seminars to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (HENDERSON NV)
NY
10/16/2006 - 06/20/2012
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
MA
06/24/1994 - 10/18/2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 12/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure David Westol is the right advisor for you? Invested Better is here to help.