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David Powell Morin

Northwestern Mutual Investment Services, LLC

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About David Powell Morin

David Morin is a financial professional with over 20 years of experience in the industry. David is currently registered with Northwestern Mutual Investment Services, LLC, a firm with a strong track record of providing financial advice and investment services to individuals and institutions. Before joining Northwestern Mutual, David worked at John Hancock Distributors, Inc., where he gained valuable experience in the financial services industry. David holds a number of industry licenses, including Series 6, 7, 24, 26, and 63. David is committed to providing clients with personalized financial advice and investment strategies that meet their specific needs.

Firm Information

David Morin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Morin’s Registration & Firm History

CA

06/08/2000 - Present

Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)

MA

07/07/1997 - 08/20/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 08/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/1998

Series 24 - General Securities Principal Examination

BC

Issued 09/18/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/1998

Series 7 - General Securities Representative Examination

BC

Issued 07/03/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Powell Morin.
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