Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Pollock is a financial professional with over 3 years of experience in the industry. David currently works at M Holdings Securities, Inc. in Wickliffe, OH. David's areas of expertise include providing financial planning, pension consulting, educational seminars, publication of periodicals, and selection of other advisors. David also provides portfolio management services for individuals and businesses. Prior to joining M Holdings Securities, Inc., David was employed by KeyBanc Capital Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
06/27/2018 - Present
M Holdings Securities, Inc. (Wickliffe OH)
OH
07/09/2014 - 03/14/2017
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
BC
Issued 09/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/09/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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