Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Picton Suttles has been a registered representative since 2013, working in the financial industry for over 10 years. David Suttles has a broad range of experience, having worked for several firms, including J.P. MORGAN SECURITIES LLC, WELLS FARGO CLEARING SERVICES, LLC, BBVA SECURITIES INC., DEUTSCHE BANK SECURITIES INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. David Suttles is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to provide financial services in numerous states across the country. David Suttles holds Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/27/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
02/25/2021 - 02/26/2023
J.P. MORGAN SECURITIES LLC (Houston TX)
TX
06/07/2017 - 11/03/2020
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
TX
12/11/2014 - 05/31/2017
BBVA SECURITIES INC. (HOUSTON TX)
TX
08/30/2013 - 11/05/2014
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
TX
01/21/2013 - 08/20/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
BOTH
Issued 02/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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