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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stone is a financial advisor with Commonwealth Financial Network, located in Dublin, OH. David has over 30 years of experience in the financial services industry. Prior to joining Commonwealth, David was a financial advisor with Sagepoint Financial, Inc. and NexBank Securities Inc., where he provided comprehensive financial planning and investment management services to individuals and families. David holds Series 7, 63, and 66 licenses, as well as a Certified Financial Planner designation. He is committed to providing personalized financial advice and helping clients achieve their financial goals. David is also the co-owner of Tartan Tax CPA's, LLC, a tax preparation firm, and the owner of Stonz5 Enterprises, LLC, a private entity established to facilitate securities, advisory, and insurance business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
09/09/2024 - Present
Commonwealth Financial Network (Dublin OH)
OH
11/23/2015 - 06/03/2016
SAGEPOINT FINANCIAL, INC. (DUBLIN OH)
TX
11/25/2014 - 07/16/2015
NEXBANK SECURITIES INC (DALLAS TX)
CO
03/07/2012 - 11/24/2014
DIVIDEND CAPITAL SECURITIES, LLC (DENVER CO)
CA
08/31/2011 - 03/02/2012
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
TX
06/15/2004 - 12/17/2010
BEHRINGER SECURITIES LP (DALLAS TX)
WI
01/09/2003 - 06/02/2004
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
NY
07/14/1998 - 12/05/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
03/04/1994 - 07/08/1998
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
MO
12/08/1992 - 02/08/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
ME
04/18/1989 - 08/24/1992
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
IA
Issued 10/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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