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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Poitras is a financial advisor at Robert W. Baird & Co. Inc. with over 37 years of experience in the financial services industry. David is a registered investment advisor in Florida, Illinois and Texas. David specializes in providing financial planning, portfolio management and investment advisory services to individuals, businesses, investment companies, and pooled investment vehicles. David is also registered as a broker-dealer in over 37 states, and holds a series of securities licenses including Series 7, 24, 52, 53, 55, 57, 63, and 65. In addition to his registration with Baird, David also previously worked at WAYNE HUMMER INVESTMENTS L.L.C. David's primary office is in Sarasota, Florida, but he also has an office in Wheaton, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
FL
02/01/2017 - Present
Robert W. Baird & Co. Inc. (Sarasota FL)
IL
09/25/1985 - 07/10/2006
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
IA
Issued 06/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/05/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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