Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rose is a financial professional with over 35 years of experience in the industry. David is currently registered as a representative of Davenport & Co. LLC in Richmond, VA. David has a wide range of experience in the financial services industry, including experience with WHEAT, FIRST SECURITIES, INC. and DILLON, READ & CO. INC.. David has passed the Series 63, 54, 53, 24, SIE, 50, and 7 exams. David has a broad range of experience with individuals, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
12b-1 fees and/or shareholder servicing fees
1
2
VA
06/09/1998 - Present
Davenport & Co. LLC (Richmond VA)
NC
11/04/1987 - 04/30/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
04/27/1985 - 04/23/1987
DILLON, READ & CO. INC.
BC
Issued 07/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2021
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 12/29/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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