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David Peter Reiss

R. F. Lafferty & CO., Inc.

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About David Peter Reiss

David Reiss is an investment advisor representative with R. F. Lafferty & CO., Inc. David Reiss is licensed to provide investment advice in Connecticut and has been in the securities industry since February 8, 2016. Before joining R. F. Lafferty & CO., Inc., David Reiss worked at Morgan Stanley. David Reiss is a Series 66, Series 7 and SIE licensed advisor.

Firm Information

David Reiss is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Reiss’s Registration & Firm History

NY

01/22/2025 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

CT

02/08/2016 - 01/29/2019

MORGAN STANLEY (FAIRFIELD CT)

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Licenses & Designations

BOTH

Issued 03/02/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Peter Reiss.
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